Operational Risk Management

Basel III/IV and ISO 31000 execution workbench for process, people, and systems risk

Total Risks

Open

Control Issues

Loss Events

Feature 1: Basel Loss Event Capture

Standardized event taxonomy for operational loss capture and recovery tracking

Logged events: 0Tracked metric count: 0Trailing net loss: $0

Risk	Type	Business Line	Net Loss	Date
No logged loss events yet

Feature 2: KRI Thresholds and Breach Workflow

Monitor KRIs with amber/red thresholds and create response tasks for red breaches

KRIs: 0Red breaches: 0Untreated red breaches: 0

Risk	KRI	Value	Status	Action
No KRIs configured

Feature 3: RCSA Cycle (Inherent vs Residual)

Submit periodic self-assessments and residual risk attestations for operational exposures

Assessments: 0Coverage on action-required risks: 0/2

Risk	Inherent	Residual	Reviewer	Updated
No RCSA attestations submitted

Feature 4: Control Testing Scheduler and Evidence

Schedule control tests, record pass/fail outcomes, and trigger remediation tasks

Scheduled tests: 0Failed tests: 0Missing remediation tasks: 0

Control	Risk	Status	Scheduled	Actions
No control tests scheduled

Feature 5: Risk Appetite and Tolerance by Category

Set score and loss-event limits for ORM categories and flag out-of-tolerance risks

Categories: 4Out of tolerance: 2

Category	Max Score	Max Loss Events / Quarter
Process
People
Systems
External

Feature 6: Scenario Analysis Workspace

Track severe-but-plausible operational risk scenarios and review status

Scenarios: 0Reviewed: 0

Scenario	Likelihood	Severe Loss	Status	Action
No scenarios created

Feature 7: SMA Capital Impact Proxy Panel

Illustrative capital proxy from business indicator component and trailing loss intensity

Business indicator proxy

$120,000,000

Trailing gross loss (12m)

Trailing net loss (12m)

SMA capital proxy

$14,400,000

This proxy is for prioritization only and not a regulatory filing output.

Feature 8: Regulatory/Committee Pack Export

Export a markdown pack with top risks, breaches, controls, and capital proxy snapshot

Exports

Basel actions missing

Open KRI breaches

Failed control tests

Basel/ISO Action Coverage

Track treatment planning for control gaps and material loss exposure

Action required

Missing action task

Tasks created (this browser)

Use risk row actions to create or open linked action tasks in PM Hub.

Threat Heatmap

Operational threats

Threats2 items

IMPACT

LIKELIHOOD

Critical (20-25)

High (15-19)

Medium (8-14)

Low (4-7)

Opportunity Heatmap

Operational opportunities

Opportunities0 items